TM0378 : Compliance Regulatory Professionals

This practical and highly-interactive course includes various practical sessions and exercises. Theory learnt will be applied using our software tools.
This intensive course provides participants with comprehensive knowledge and practical skills required to perform effectively as Compliance Regulatory Professionals. It covers the regulatory frameworks, compliance management systems, governance, ethics, risk assessment, regulatory investigations, compliance monitoring, financial crime prevention, data privacy, reporting, auditing and emerging compliance challenges. Through case studies, practical workshops and international best practices, participants will learn how to establish, implement, monitor and continuously improve organizational compliance programs aligned with ISO 37301 Compliance Management Systems, ISO 37001 Anti-Bribery Management Systems, COSO, OECD Guidelines and other internationally recognized regulatory frameworks.
Further, the course will also discuss the principles of compliance and regulatory governance; the international compliance frameworks and standards; the types of laws and regulations affecting organizations, regulatory authorities and enforcement agencies; the legal obligations, statutory requirements, regulatory updates and legislative monitoring; the compliance risk management, compliance culture, ethical conduct and compliance organization structure; the effective compliance program and regulatory requirement identification; the compliance controls and internal control systems; and the compliance documentation and record management; and the compliance training and awareness and third-party compliance management.
During this interactive course, participants will learn the compliance monitoring techniques, compliance auditing, regulatory investigation, incident reporting and corrective actions; the regulatory reporting, compliance performance measurement and anti-bribery and anti-corruption compliance; the anti-money laundering (AML) and financial crime compliance, data privacy and information protection; the trade compliance and sanctions, environmental, health and safety (EHS) compliance and industry-specific regulatory compliance; the compliance leadership, compliance technology and digital transformation, crisis management and regulatory response; and the global compliance trends covering EG-related regulatory development, cybersecurity compliance, cross-border regulatory coordination and emerging international regulations.